Traci R. Garner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Traci R Garner, who also goes by Traci R Durst, Traci R Willman, Traci Roxanne Willman, was a registered financial professional .
Traci is a previously registered financial professional and started their career in finance in 1997. Traci had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2010 - December 31, 2011
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
December 15, 2008 - December 31, 2009
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
January 12, 2008 - December 22, 2008
MML INVESTORS SERVICES, LLC
January 9, 2007 - December 18, 2007
WALNUT STREET SECURITIES, INC.
April 5, 2004 - January 8, 2007
MML INVESTORS SERVICES, LLC
August 6, 2003 - April 6, 2004
WOODBURY FINANCIAL SERVICES, INC.
December 4, 1997 - August 15, 2003
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
CRD#: 35419 / SEC#: , 8-46748
Contact information
Red Flags
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