Marcus L. Carrasquillo
Professional summary
Marcus Luis Carrasquillo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marcus is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Marcus had worked at 9 firms, which includes MILESTONE GROUP MANAGEMENT LLC, GLOBAL CAPITAL MARKETS LLC, COUCH & COMPANY INCORPORATED, J.P. TURNER & COMPANY L.L.C., WIN CAPITAL CORP., TAYLOR STUART FINANCIAL INC., CONTINENTAL BROKER-DEALER CORP., H.J. MEYERS & CO. INC., LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2001 - February 20, 2002
MILESTONE GROUP MANAGEMENT LLC
September 7, 2000 - October 18, 2000
GLOBAL CAPITAL MARKETS, LLC
May 15, 2000 - July 31, 2000
COUCH & COMPANY, INCORPORATED
November 10, 1999 - May 8, 2000
J.P. TURNER & COMPANY, L.L.C.
October 6, 1999 - November 9, 1999
WIN CAPITAL CORP.
April 18, 1999 - September 1, 1999
TAYLOR STUART FINANCIAL, INC.
November 6, 1998 - May 3, 1999
CONTINENTAL BROKER-DEALER CORP.
July 28, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
June 25, 1998 - November 1, 1997
LADENBURG CAPITAL MANAGEMENT INC.
June 25, 1998 - August 19, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILESTONE GROUP MANAGEMENT LLC
CRD#: 44486 / SEC#: , 8-50707
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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