Shirley J. Dyson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirley Jean Dyson, who also goes by Shirley J Dyson, Shirley Jones, Shirley Pettey, was a registered financial professional .
Shirley is a previously registered financial professional and started their career in finance in 1997. Shirley had worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2010 - March 22, 2019
FAMILY WEALTH ADVISORS, INC.
June 19, 2009 - December 31, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 2, 2009 - June 22, 2009
NEXT FINANCIAL GROUP, INC.
October 31, 2005 - June 3, 2009
OSAIC SERVICES, INC.
December 17, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 12, 1997 - December 18, 2001
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FAMILY WEALTH ADVISORS, INC.
CRD#: 143105 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
