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Bradley P. Turner

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CRD#: 2954719
BT

Professional summary


Bradley Payton Turner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Bradley is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Bradley had worked at 4 firms, which includes NCF FINANCIAL SERVICES INC., INVEST FINANCIAL CORPORATION, ADVANTAGE CAPITAL CORPORATION, EDWARD JONES.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bradley P Turner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 30, 2002 - December 16, 2002

NCF FINANCIAL SERVICES, INC.

BD
CRD#: 120471
DURHAM, NC
Past

January 4, 2002 - September 30, 2002

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

December 6, 2001 - January 10, 2002

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

November 11, 1997 - October 8, 2001

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/13/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


NF
NCF FINANCIAL SERVICES, INC.
CCB INVESTOR SERVICES (CCBI) | NCF FINANCIAL SERVICES, INC. | NBCI | NBC INVESTOR SERVICES (NBCI) | CCBI

CRD#: 120471 / SEC#: , 8-65305

BD
Terminated by SEC on 04/17/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
North Carolina since 03/19/2002
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
NATIONAL BANK OF COMMERCEPARENT SUB.
BERTINO, JOHN PAULCHIEF OPERATING OFFICER1700447
FURR, RICHARD LEEDIRECTOR2532543
HADDAD, KEVIN RAYCHIEF COMPLIANCE OFFICER, DIRECTOR1415289
HATCHER, WILLIAM GREGORYCHIEF FINANCIAL OFFICER4167155
KAREN ELIZABETH WHITEHEADSECRETARY
LEX, CANDICE HUNTERDIRECTOR
POPWELL, DAVID T.CHAIRMAN OF THE BOARD4348329

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NCF FINANCIAL SERVICES, INC.

CRD#: 120471

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