Michael Tafur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Tafur, who also goes by Miguel Tafur, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2017 - February 1, 2021
CREDICORP CAPITAL SECURITIES, INC.
May 3, 2016 - March 15, 2017
VECTORGLOBAL WMG
November 1, 2012 - September 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 20, 2010 - October 25, 2012
MCAP LLC
February 29, 2008 - January 7, 2010
STANCHART SECURITIES INTERNATIONAL, INC.
March 5, 2001 - September 13, 2005
EFG CAPITAL INTERNATIONAL LLC
February 10, 1998 - October 23, 2000
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/6/2023
General Securities Representative ExaminationCurrent Firm
CREDICORP CAPITAL SECURITIES, INC.
CRD#: 122199 / SEC#: , 8-65470
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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