Jeffrey Jennes
Professional summary
Jeffrey Jennes, who also goes by Jeffrey Andrew Jennes, Jeffrey Jennes, Jeff Jennes, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Jennes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2021 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231December 24, 2014 - February 26, 2019
AMG DISTRIBUTORS, INC.
October 4, 2012 - March 15, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
October 4, 2012 - March 25, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
September 4, 2008 - December 19, 2014
HIMCO DISTRIBUTION SERVICES COMPANY
December 15, 2005 - June 12, 2008
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - June 12, 2008
FRANKLIN DISTRIBUTORS, LLC
August 6, 2004 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
August 6, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
March 10, 2003 - November 5, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
May 10, 2000 - November 5, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 16, 1999 - April 26, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 2, 1998 - July 2, 1999
PEOPLE'S SECURITIES, INC.
October 10, 1997 - September 18, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 10, 1997 - September 18, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2021)
(9/14/2021)
Exams
FINRA
Current Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
