Adam T. Lalla
Professional summary
Adam Thomas Lalla, CFP®, who also goes by Adam T Lalla, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Hartford, Connecticut.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1997. Adam has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Thomas Lalla's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2018 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 350 Church Street, Hartford, CT 06103May 15, 2007 - July 9, 2018
AST INVESTMENT SERVICES, INC.
May 15, 2007 - July 9, 2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 13, 2007 - May 4, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
February 13, 2007 - May 4, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
October 19, 2006 - February 13, 2007
WEBSTER INVESTMENT SERVICES, INC.
October 19, 2006 - February 13, 2007
WEBSTER INVESTMENT SERVICES, INC.
March 31, 2006 - October 11, 2006
NATIONAL PLANNING CORPORATION
January 2, 2003 - April 3, 2006
OSAIC FS, INC.
May 22, 2002 - April 3, 2006
OSAIC FS, INC.
October 15, 2001 - May 6, 2002
WELLS FARGO CLEARING SERVICES, LLC
December 17, 1999 - October 2, 2001
WEBSTER INVESTMENT SERVICES, INC.
March 23, 1998 - December 16, 1999
METROPOLITAN LIFE INSURANCE COMPANY
March 23, 1998 - December 16, 1999
MSI FINANCIAL SERVICES, INC.
November 24, 1997 - February 19, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2018)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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