Armand R. Franquelin
Professional summary
Armand Rowe Franquelin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Armand is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Armand had worked at 3 firms, which includes SENTRY EQUITY SERVICES INC., LIBERTY LIFE SECURITIES LLC, IFMG SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2003 - November 19, 2003
SENTRY EQUITY SERVICES, INC.
January 11, 2001 - June 27, 2003
LIBERTY LIFE SECURITIES LLC
November 2, 1999 - January 11, 2001
LIBERTY LIFE SECURITIES LLC
July 23, 1999 - November 18, 1999
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SENTRY EQUITY SERVICES, INC.
CRD#: 5069 / SEC#: , 8-15078
Contact information
FINRA licenses (49 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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