Ronald Gregory Smith
Professional Summary
Ronald Gregory Smith, who also goes by R. Greg Smith, Ronald Smith, is a registered financial advisor currently at BLUE OCEAN CAPITAL located in West Palm Beach, Florida. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ronald has worked at 2 firms and has passed the Series 65 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
R. Greg Smith, Ronald Smith
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BLUE OCEAN CAPITAL | NHM WEALTH ADVISORS | CPA ASSET MANAGEMENT GROUP, LLC
Contact Information
Main Address
501 South Flagler Drive Suite 220, West Palm Beach, FL 33401Mailing Address
P.o. Box 3505, West Palm Beach, FL 33402-3505Phone Number
(561) 659-3301# of Employees
11SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
491AUM (Assets Under Management)
$619,157,530Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/03/2026 | Cover Page | Report |
| 10/28/2025 | Cover Page | Report |
| 10/25/2024 | Cover Page | Report |
| 03/27/2024 | Cover Page | Report |
| 10/18/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLUE OCEAN CAPITAL | NHM WEALTH ADVISORS | CPA ASSET MANAGEMENT GROUP, LLC
State Registrations and Notice Filings
(1/2/2002)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald Gregory Smith's CRS (Customer Relationship Summary).
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