Kevin E. Mahoney

INTELLICENTS INVESTMENT SOLUTIONS

Austin, TX 78737

Some features on this profile are disabled

CRD#: 2953706

Professional summary

Kevin Eugene Mahoney, AIF® is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Austin, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kevin has worked at 7 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Embedded Capital Advisors LLC, 488 Desert Willow Way, Austin, TX 78737. This is not investment related. Nature of the Business: Plan Administration and Consulting. Position: Manager. Start Date: 07/01/2023. 10 hours devoted during the month. 0 hours during trading hours. Individual will provide consulting services for non-advisory plan sponsors regarding plan design and administration. 2. FINANCIAL DECISIONS. SINCE 08/1993-12/2020. NOT INVESTMENT-RELATED. 5345 N. EL DORADO ST., STOCKTON, CA. THIRD PARTY ADMINISTRATOR (401K PLANS). POSITION-BUSINESS DEVELOPMENT OFFICER. DUTIES-RESPONSIBLE FOR CREATING THE SALES STRATEGIES AND POSITIONING THE COMPANY TO ACHIEVE BUSINESS GOALS. LEADS SALES TEAM IN ACQUIRING NEW BUSINESS RELATIONSHIPS. RESPONSIBLE FOR BUILDING AND RETAINING RELATIONSHIPS WITH EXISTING CLIENTS. 160 HOURS/MONTH. 6 HOURS/DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Eugene Mahoney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 17, 2023 - Present

INTELLICENTS INVESTMENT SOLUTIONS INC

Office #1: 13341 W. Us Highway 290 Bldg 2, Austin, TX 78737

RIA

CRD#: 107498

Austin, TX

Past

January 11, 2021 - December 31, 2022

FINDEC WEALTH SERVICES, INC.

RIA

CRD#: 311949

AUSTIN, TX

Past

December 1, 2005 - September 3, 2014

FINANCIAL TELESIS INC

CRD#: 31012

STOCKTON, CA

Past

June 28, 2002 - April 23, 2021

FINANCIAL DECISIONS, INC.

RIA

CRD#: 118883

STOCKTON, CA

Past

February 22, 2000 - December 2, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

June 12, 1998 - March 13, 2000

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

March 5, 1998 - July 14, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLICENTS INVESTMENT SOLUTIONS INC

ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA

Registered Investment Advisory firm - (2/29/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/17/2023)

IAR

Texas
(8/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/25/1998

General Securities Representative Examination

Current Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA

Registered Investment Advisory firm - (2/29/1996 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 North Broadway, Albert Lea, MN 56007

Mailing Address

Phone number

(507) 377-2919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLICENTS INVESTMENT SOLUTIONS INC ADV 2A OCTOBER 2025 (10/24/2025)

INTELLICENTS INVESTMENT SOLUTIONS INC WRAP BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,103
AUM (Assets Under Management)	$ 7,362,137,726

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin E. Mahoney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Eugene Mahoney's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINDEC WEALTH SERVICES, INC.

FINANCIAL TELESIS INC

FINANCIAL DECISIONS, INC.

NATIONAL PLANNING CORPORATION

ASSOCIATED SECURITIES CORP.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

INTELLICENTS INVESTMENT SOLUTIONS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/1998

Series 7

Date: 2/25/1998

Current Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTELLICENTS INVESTMENT SOLUTIONS INC

TRUST BUT VERIFY

Similar Advisors