Yongjun Li

KAILASA CAPITAL MANAGEMENT LLC

Pittsburgh, PA 15222

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CRD#: 2953572

Professional summary

Yongjun Li, who also goes by Frank Li, Yongiun Frank Li, is a registered financial advisor currently at KAILASA CAPITAL MANAGEMENT LLC located in Pittsburgh, Pennsylvania.

Yongjun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Yongjun has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Li | Yongiun Frank Li

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RAV GROUP LLC; 1133 WIGHTMAN STREET, PITTSBURGH, PENNSYLVANIA 15217; YES INV RELATED; 40 HOURS ANNUALLY, 0 DURING TRADING HOURS; 5/10/2006; OWNER; TO INVEST EARLY STATE TECHNOLOGY AND LIFE SCIENCE START-UPS, AND PROVIDE BUSINESS PROCESS CONSULTING TO TECHNOLOGY COMPANIES; LLC SOLE OWNER I*74989 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 1133 WIGHTMAN STREET INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 1133 WIGHTMAN STREET, PITTSBURGH, PENNSYLVANIA 15217 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/15/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL OF MY SECONDARY HOME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yongjun Li's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2017 - Present

KAILASA CAPITAL MANAGEMENT LLC

Office #1: 2000 Smallman Street Suite 203a, Pittsburgh, PA 15222

RIA

CRD#: 286159

Pittsburgh, PA

Past

July 9, 2002 - June 20, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSBURGH, PA

Past

June 21, 2002 - June 20, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAILASA CAPITAL MANAGEMENT LLC

CRD#: 286159 / SEC#: 801-110505

RIA

Registered Investment Advisory firm - (6/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/16/2017)

IAR

Texas
(1/3/2020)

IAR

Virginia
(3/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2002

General Securities Representative Examination

Current Firm

KAILASA CAPITAL MANAGEMENT LLC

CRD#: 286159 / SEC#: 801-110505

RIA

Registered Investment Advisory firm - (6/14/2017 Approved)

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Contact information

Main Address

2000 Smallman Street Suite 203a, Pittsburgh, PA 15222

Mailing Address

Phone number

(571) 313-0873

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAILASA DISCLOSURE BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 276,092,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yongjun Li

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yongjun Li's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAILASA CAPITAL MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KAILASA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2002

SIE

Date: 6/20/2017

Series 7

Date: 6/19/2002

Current Firm

KAILASA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAILASA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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