William J. Bredenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Bredenberg was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1972. William had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1, Series 10, Series 9, Series 14, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2021 - June 3, 2026
TRUBEE WEALTH ADVISORS, INC.
February 26, 1987 - June 3, 2026
TRUBEE WEALTH ADVISORS, INC.
September 30, 1985 - February 27, 1987
ADVEST, INC.
January 19, 1981 - September 30, 1985
BURGESS & LEITH INCORPORATED
November 3, 1978 - February 16, 1981
L. F. ROTHSCHILD & CO. INCORPORATED
May 19, 1978 - December 9, 1978
KIDDER, PEABODY & CO. INCORPORATED
February 24, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
March 19, 1974 - May 13, 1977
HUGH JOHNSON & COMPANY INC.
July 27, 1972 - April 16, 1974
SHIELDS & COMPANY INCORPORATED
Primary Firm SEC Registration
TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/18/1972
Registered Representative ExaminationSeries 8
Date: 5/7/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
Contact information
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PICTOR, WILLIAM ROBERT | VICE PRESIDENT | 858533 |
| SHINE, JOHN DAVID | PRESIDENT, BRANCH MANAGER, & CEO | 6416650 |
| TURK, THOMAS RICHARD | VICE PRESIDENT | 723048 |
| BOWEN, JEFFREY ALLAN | VICE PRESIDENT, SROP, CROP | 832583 |
| EMBLIDGE, ANNE JENNIFER | FINANCIAL ADVISOR | 6778677 |
| GELO, CHARLES ERNEST | VICE PRESIDENT | 2356060 |
| INGOLD, NICHOLAS ALEXANDER | VICE PRESIDENT | 5189327 |
| STEINWALD, HARRISON MICHAEL | FINANCIAL ADVISOR | 5978062 |
| VERBANIC, NICHOLAS | VICE PRESIDENT | 2229305 |
| REINARD-KOPSA, PATRICIA EDITH | CHIEF COMPLIANCE OFFICER | 2101387 |
| VOSSLER, THOMAS GERARD | VICE PRESIDENT | 1036328 |
| WAGSTAFF, CONNER FRED | FINOP | 1427591 |
Regulatory assets under management
| Total Number of Accounts | 1,265 |
| AUM (Assets Under Management) | $ 724,206,069 |
Disclosures
| Regulatory Event | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2026 | ||
| 01/28/2025 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
