William J. Bredenberg

TRUBEE WEALTH ADVISORS

Buffalo, NY 14225

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CRD#: 29533

Professional summary

William John Bredenberg is a registered financial advisor currently at TRUBEE WEALTH ADVISORS, INC. located in Buffalo, New York.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. William has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1, Series 10, Series 9, Series 14, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Program Director of Lounsbury Adaptive Org. An organization to enable students with a wide variety of disabilities to enjoy skiing. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Bredenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William John Bredenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2021 - Present

TRUBEE WEALTH ADVISORS, INC.

Office #1: 600 Airborne Pkwy Suite #120, Buffalo, NY 14225Office #2: 1350 One M&t Plaza, Buffalo, NY 14203-2396

RIA

CRD#: 3618

Buffalo, NY

Current

February 26, 1987 - Present

TRUBEE WEALTH ADVISORS, INC.

Office #1: 600 Airborne Pkwy Suite #120 Fax # 716-849-0144, Buffalo, NY 14225Office #2: 1350 One M&t Plaza, Buffalo, NY 14203-2396

RIA

CRD#: 3618

Buffalo, NY

Past

September 30, 1985 - February 27, 1987

ADVEST, INC.

CRD#: 10

Past

January 19, 1981 - September 30, 1985

BURGESS & LEITH INCORPORATED

CRD#: 114

Past

November 3, 1978 - February 16, 1981

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

May 19, 1978 - December 9, 1978

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

February 24, 1977 - May 19, 1978

KIDDER, PEABODY & CO., INCORPORATED

CRD#: 488

Past

March 19, 1974 - May 13, 1977

HUGH JOHNSON & COMPANY INC.

CRD#: 417

Past

July 27, 1972 - April 16, 1974

SHIELDS & COMPANY INCORPORATED

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUBEE WEALTH ADVISORS, INC.

TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.

CRD#: 3618 / SEC#: 801-70259, 8-2142

RIA

Registered Investment Advisory firm - SEC (6/11/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/31/1992)

Colorado
(2/27/2018)

Florida
(5/14/1990)

Massachusetts
(1/4/2019)

New York
(2/26/1987)

IAR

New York
(3/25/2021)

Ohio
(10/6/2000)

Oregon
(2/27/2018)

Pennsylvania
(9/1/2000)

Utah
(1/26/2012)

Virginia
(9/20/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 7/18/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 14

Date: 9/25/1994

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/1992

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 5/7/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

TRUBEE WEALTH ADVISORS, INC.

TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.

CRD#: 3618 / SEC#: 801-70259, 8-2142

RIA

Registered Investment Advisory firm - SEC (6/11/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

600 Airborne Pkwy Suite #120 Suite #120, Buffalo, NY 14225

Mailing Address

600 Airborne Pkwy Suite #120, Buffalo, NY 14225

Phone number

(716) 849-1401

Established

New York since 01/01/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (12 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TRUBEE WEALTH ADVISORS FORM ADV 2A (3/19/2025)

Direct owners and executive officers

Name	Position	CRD#
PICTOR, WILLIAM ROBERT	VICE PRESIDENT	858533
SHINE, JOHN DAVID	PRESIDENT, BRANCH MANAGER, & CEO	6416650
TURK, THOMAS RICHARD	VICE PRESIDENT	723048
BOWEN, JEFFREY ALLAN	VICE PRESIDENT, SROP, CROP	832583
EMBLIDGE, ANNE JENNIFER	FINANCIAL ADVISOR	6778677
GELO, CHARLES ERNEST	VICE PRESIDENT	2356060
INGOLD, NICHOLAS ALEXANDER	VICE PRESIDENT	5189327
STEINWALD, HARRISON MICHAEL	FINOP AND CFO	5978062
VERBANIC, NICHOLAS	VICE PRESIDENT	2229305
REINARD-KOPSA, PATRICIA EDITH	CHIEF COMPLIANCE OFFICER	2101387
VOSSLER, THOMAS GERARD	VICE PRESIDENT	1036328

Regulatory assets under management

Total Number of Accounts	1,265
AUM (Assets Under Management)	$ 724,206,069

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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William J. Bredenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Bredenberg's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William John Bredenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUBEE WEALTH ADVISORS, INC.

ADVEST, INC.

BURGESS & LEITH INCORPORATED

L. F. ROTHSCHILD & CO. INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

KIDDER, PEABODY & CO., INCORPORATED

HUGH JOHNSON & COMPANY INC.

SHIELDS & COMPANY INCORPORATED

Primary Firm SEC Registration

TRUBEE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2001

Series 63

Date: 8/27/1992

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 7/18/1972

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 14

Date: 9/25/1994

Series 24

Date: 6/4/1992

Series 8

Date: 5/7/1992

FINRA

Current Firm

TRUBEE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (12 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TRUBEE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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