Joseph R. Huber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Robert Huber, who also goes by Joseph R Huber, Joseph R. Huber, Joseph Huber, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1998. Joseph had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - December 31, 2016
HUBER CAPITAL MANAGEMENT LLC
April 10, 2008 - July 8, 2013
QUASAR DISTRIBUTORS, LLC
April 18, 2005 - March 5, 2007
QUASAR DISTRIBUTORS, LLC
December 14, 2001 - March 31, 2005
STEPHENS
February 8, 2000 - October 26, 2001
FAM DISTRIBUTORS, INC.
April 3, 1998 - September 17, 1998
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
HUBER CAPITAL MANAGEMENT LLC
CRD#: 143344 / SEC#: 801-67634
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUBER CAPITAL MANAGEMENT LLC
CRD#: 143344 / SEC#: 801-67634
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 541,523,892 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
