Mark T. Boukather

OSAIC WEALTH

Greenville, SC 29601

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CRD#: 2953081

Professional summary

Mark Thomas Boukather, CFP®, who also goes by Mark T Boukather, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Greenville, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Mark T Boukather

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HAWKINS & BOUKATHER, LLC POSITION: OWNER, ADVISOR NATURE: INVESTMENTS, ASSET MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2005 ADDRESS: 300 Pettigru Street, Suite 101, GREENVILLE SC 29601, United States DESCRIPTION: FINANCIAL ADVISOR. 2) APPOINTMENT WITH MULTIPLE CARRIERS POSITION: AGENT NATURE: INSURANCE, ANNUITIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 300 Pettigru Street, Suite 101, Greenville SC 29601, United States DESCRIPTION: SALES & SERVICING OF INSURANCE AND ANNUITY CONTRACTS. 3) Hallmark Baptist Church;not investment related;211 Bridges Rd,Simpsonville,SC 29681;church;bookkeeper;1/1/2012;8 hrs/month;0 hrs during trading;pay bills,prepare a monthly report 4) RIVERSTEAD PROPERTY OWNERS ASSOCIATION POSITION: Board Member-At-Large NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 310 Freeman Bridge Rd, Marietta SC 29661, United States DESCRIPTION: Participate in board meetings, work on special projects related to the subdivision. 5) HALLMARK BAPTIST CHURCH POSITION: bookkeeper NATURE: church INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 211 Bridges Rd, Simpsonville SC 29681, United States DESCRIPTION: Prepare a monthly report Manage the payment of bills by preparing checks for signatures by two pastors / deacons Assist the treasurer with budgeting No direct control of funds Unsure how indirect control of funds is defined This is my 15th and last year of holding this position in the church

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Boukather's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Mark Thomas Boukather's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 300 Pettigru Street Suite 101, Greenville, SC 29601

RIA

CRD#: 23131

Greenville, SC

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 300 Pettigru Street Suite 101, Greenville, SC 29601

RIA

CRD#: 23131

Greenville, SC

Past

March 26, 2003 - August 23, 2024

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Marietta, SC

Past

March 14, 2003 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Marietta, SC

Past

October 8, 1997 - March 20, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/27/2025)

Colorado
(8/23/2024)

Florida
(8/23/2024)

Georgia
(8/23/2024)

Kentucky
(8/23/2024)

Maryland
(8/23/2024)

Mississippi
(8/23/2024)

Nebraska
(8/23/2024)

North Carolina
(8/23/2024)

IAR

North Carolina
(8/23/2024)

Ohio
(8/23/2024)

Pennsylvania
(8/23/2024)

South Carolina
(8/23/2024)

IAR

South Carolina
(8/23/2024)

Texas
(8/23/2024)

Virginia
(8/23/2024)

Wisconsin
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark T. Boukather

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Boukather's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Mark Thomas Boukather's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/1998

Series 63

Date: 10/15/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1997

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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