John Malindretos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Malindretos was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2020 - June 18, 2025
VANTAGE WEALTH MANAGEMENT LLC
July 6, 2018 - September 12, 2019
JOSEPH STONE CAPITAL L.L.C.
January 7, 2016 - May 31, 2018
WINDSOR STREET CAPITAL, LP
March 24, 2014 - January 8, 2016
VANDERBILT SECURITIES, LLC
June 11, 2009 - April 1, 2014
U.S. FINANCIAL INVESTMENTS, INC.
August 15, 2008 - November 24, 2008
ANDREW GARRETT INC.
March 20, 2008 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
March 22, 2002 - January 14, 2008
WHITESTONE SECURITIES INC.
November 25, 1997 - March 6, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANTAGE WEALTH MANAGEMENT LLC
CRD#: 179535 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 67,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
