Gagandeep S. Sandhu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gagandeep Singh Sandhu, who also goes by Gadge Sandhu, Gagandeep Sandhu, was a registered financial professional .
Gagandeep is a previously registered financial professional and started their career in finance in 1997. Gagandeep had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2012 - March 7, 2024
ATLAS TECHNOLOGY GROUP LLC
April 12, 2011 - November 4, 2011
J.P. MORGAN SECURITIES LLC
August 14, 2006 - March 19, 2008
LEHMAN BROTHERS INC.
July 1, 2003 - May 2, 2006
WELLS FARGO SECURITIES, LLC
January 17, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 1, 2001 - May 18, 2001
J.P. MORGAN SECURITIES INC.
March 2, 2000 - May 1, 2001
JPMSI
October 30, 1997 - March 24, 2000
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLAS TECHNOLOGY GROUP LLC
CRD#: 152828 / SEC#: , 8-68480
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
