Philip A. Curry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Andrew Curry was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2000. Philip had worked at 7 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2010 - July 13, 2012
LINKBROKERS DERIVATIVES LLC
April 28, 2005 - October 27, 2011
FIRST BROKERS SECURITIES LLC
November 30, 2004 - October 27, 2011
BROKERTEC AMERICAS LLC
February 1, 2002 - October 27, 2011
ICAP SECURITIES USA LLC
January 4, 2001 - January 25, 2002
ICAP SECURITIES USA LLC
January 4, 2001 - March 3, 2008
INTERCAPITAL SECURITIES LLC
January 4, 2001 - October 27, 2011
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 18, 2000 - December 31, 2004
GARBAN CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Exams
Current Firm
LINKBROKERS DERIVATIVES LLC
CRD#: 123000 / SEC#: , 8-65555
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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