Tobin J. Flavin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tobin Johnspeed Flavin, who also goes by Tobin John Speed Flavin, was a registered financial professional .
Tobin is a previously registered financial professional and started their career in finance in 1997. Tobin had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 56, Series 3, Series 44, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2025 - November 10, 2025
ODEON CAPITAL GROUP LLC
April 28, 2022 - May 15, 2024
CULVERT CAPITAL LLC
August 27, 2021 - April 28, 2022
WALL STREET ACCESS
September 24, 2014 - March 19, 2019
GELBER SECURITIES, LLC
March 7, 2014 - September 2, 2014
BLUEFIN CAPITAL MANAGEMENT, LLC
March 31, 2011 - February 8, 2013
SPOT TRADING L.L.C.
August 29, 2003 - November 16, 2004
TD OPTIONS LLC
August 19, 2002 - April 11, 2003
RONIN CAPITAL, LLC
October 30, 1997 - May 21, 1999
TD PROFESSIONAL EXECUTION, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/27/2021
General Securities Representative ExaminationSeries 56
Date: 10/14/2014
Proprietary Trader Qualification ExaminationSeries 44
Date: 3/17/2011
PCX Market Maker ExamCurrent Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
