AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MM

Michelle L. Martinez

EDWARDS, CO 81632
Some features on this profile are disabled
CRD#: 2952571
MM
Michelle Lynne Martinez

Professional summary

Michelle Lynne Martinez, who also goes by Michelle Lynne Gallagher, was a registered financial advisor .

Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michelle had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Michelle Lynne Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michelle Lynne Martinez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2026 - Present

Office #1: 56 Edwards Village Blvd Suite 219-8, Edwards, CO 81632
EDWARDS, CO
Current

July 20, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 56 Edwards Village Blvd Suite 219-8, Edwards, CO 81632Office #2: 5306 S. Bannock Street Unit 203, Littleton, CO 80120Office #3: 80 State Street, Albany, NY 12207
BD
CRD#: 35747
Edwards, CO
Past

June 14, 2024 - July 23, 2026

OSAIC WEALTH, INC.

RIA
CRD#: 23131
Edwards, CO
Past

June 14, 2024 - July 23, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
Edwards, CO
Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
GYPSUM, CO
Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
Gypsum, CO
Past

November 12, 2014 - September 18, 2020

SSN ADVISORY, INC.

RIA
CRD#: 126090
GYPSUM, CO
Past

November 12, 2014 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
Gypsum, CO
Past

March 30, 2012 - November 11, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
GYPSUM, CO
Past

March 27, 2012 - November 11, 2014

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
GYPSUM, CO
Past

January 6, 2012 - March 28, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
GREENWOOD VILLAGE, CO
Past

January 6, 2012 - March 28, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
GREENWOOD VILLAGE, CO
Past

May 4, 2011 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
GREENWOOD VILLAGE, CO
Past

April 4, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
GREENWOOD VILLAGE, CO
Past

January 28, 2009 - November 9, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
BROOKFIELD, WI
Past

January 14, 2009 - November 9, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
BROOKFIELD, WI
Past

May 18, 2004 - December 12, 2008

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
BROOKFIELD, WI
Past

December 5, 1997 - April 27, 2004

STRONG INVESTMENTS, INC.

BD
CRD#: 15658
MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/20/2026)
RR
California
(7/20/2026)
RR
Colorado
(7/20/2026)
IAR
Colorado
(7/20/2026)
RR
Florida
(7/20/2026)
RR
Idaho
(7/20/2026)
RR
Indiana
(7/20/2026)
RR
Maine
(7/20/2026)
RR
New Mexico
(7/20/2026)
RR
New York
(7/20/2026)
RR
Pennsylvania
(7/20/2026)
RR
Wisconsin
(7/20/2026)
RR
Wyoming
(7/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/16/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/4/1997
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Loading...

Contact information

Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS, LLCHOLDING CO.
BOHLEY, TRACEY LEACHIEF FINANCIAL OFFICER4826937
FLOUTON, KATHERINE MARIEPRESIDENT4405001
KVAM, PETER DAVIDCHIEF COMPLIANCE OFFICER4301918
MOTTA, CHRISTOPHER JOHNCOO2741133
PURCELL, JOHN PETERC.E.O.1664678

Disclosures

Regulatory Event11
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747Edwards, CO 81632

TRUST BUT VERIFY

Monitor Michelle Martinez

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Becky Rees Vasquez
Becky VasquezAdvisorCheck Check Mark
THREE ARCH WEALTH MANAGEMENT LLC
IAR
IRVINE, CA
Jesse Lane Woods
Jesse WoodsAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
MERIDIAN, ID
KK
Kenneth KindsvaterAdvisorCheck Check Mark
PRINCIPAL SECURITIES, INC.
RR
PITTSBURGH, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.