Christopher S. Dully
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Dully was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 12 firms and has passed the Series 63, Series 55, Series 7, Series 26, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2013 - April 2, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 23, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 23, 2006 - June 14, 2011
WALNUT STREET SECURITIES, INC.
May 23, 2006 - June 14, 2011
TOWER SQUARE SECURITIES, INC.
May 23, 2006 - June 14, 2011
NEW ENGLAND SECURITIES
May 23, 2006 - June 14, 2011
MSI FINANCIAL SERVICES, INC.
September 13, 2004 - March 7, 2005
DOMESTIC SECURITIES, INC.
August 1, 2002 - November 11, 2002
TAFFERER TRADING, LLC
July 16, 2002 - August 1, 2002
SKEFFINGTON SECURITIES, L.L.C.
August 7, 2001 - May 23, 2002
WORLDCO, L.L.C.
December 23, 1997 - February 5, 2001
A.B. WATLEY, INC.
October 17, 1997 - December 12, 1997
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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