MJ
Mark A. Jones
SIMA WEALTH PARTNERS
RICHMOND, VA 23230
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CRD#: 2952463
MJ
Professional summary
Mark Allen Jones is a registered financial advisor currently at SIMA WEALTH PARTNERS, LLC located in Richmond, Virginia and SIMA RETIREMENT SOLUTIONS, LLC located in North Chesterfield, Virginia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/22/2009 - CPA/BOOKKEEPER/TAX PREPARER - MARK A. JONES & ASSOC., PC - MANAGING PARTNER - CPA FIRM - 15% OF TIME.
2. 9/28/2011: REAL ESTATE RENTAL - O'KEITH REALITY, LLC - ONE RENTAL HOUSE, NOT ANY ADVISORS. - TIME SPENT: 0% - RICHMOND, VA.
3. 9/30/2011: REAL ESTATE RENTAL - QUEENS WAY REALITY, LLC - ONE RENTAL HOUSE - TIME SPENT: 0% - RICHMOND, VA.
4. 10/6/2011: REAL ESTATE RENTAL - MAJGAK REALITY, LLC - ONE HOUSE RENTAL - TIME SPENT 0% - RICHMOND, VA.
5. 2/27/2012: OTHER-INSURANCE- SIMA BENEFITS CONSULTING GROUP, LLC - AGENT - HEALTH INSURANCE FOR INDIVIDUALS AND CORPORATIONS. - TIME SPENT 5% - RICHMOND, VA.
6. 3/9/2012: TAX PREP/ACCOUNTING/BOOKKEEPING
SIMA ACCOUNTING GROUP, LLC - HEAD CPA, MANAGING PARTNER - TIME SPENT 25%.
7. 3/9/2012: OTHER-PAYROLL - SIMA PAYROLL SOLUTIONS, LLC - OWNER: PAYROLL PROCESSING.
8. 4/3/2012: OTHER-HOLDING COMPANY - SIMA FINANCIAL GROUP, INC. - HOLDING COMPANY FOR AFFILIATES. - RICHMOND, VA.
9. 9/25/2012: ACT IN A FIDUCIARY CAPACITY - SIMA FIDUCIARY SERVICES, LLC - AUDREY C. EAGLES EXEMPT TRUST 4/24/2008: AUDREY EAGLES WAS A CLIENT OF MARK A. JONES & ASSOCIATES, PC. THE ACCOUNTING FIRM WAS NAMES AS TRUSTEE PRIOR TO LPL BUYOUT OF MSC AND WAS APPROVED BY LPL WHEN MOVED OVER IN 2009. - TIME SPENT 1%.
10. 9/25/2012: ACT IN A FIDUCIARY CAPACITY - SIMA FIDUCIARY SERVICES, LLC - AUDREY C. EAGLES IRREVOCABLE TRUST DTD 5/30/2002: AUDREY EAGLES WAS A CLIENT OF MARK A. JONES & ASSOCIATES, PC. THE ACCOUNTING FIRM WAS NAMES AS TRUSTEE PRIOR TO LPL BUYOUT OF MSC AND WAS APPROVED BY LPL WHEN MOVED OVER IN 2009. - TIME SPENT 1%.
11. 9/25/2012: ACT IN A FIDUCIARY CAPACITY - SIMA FIDUCIARY SERVICES, LLC - ROBERT P. EAGLES, JR. EXEMPT FAMILY TRUST DTD 6/23/2010.
12. 12/27/2012: SIMA WEALTH PARTNERS, LLC / REGISTERED INVESTMENT ADVISOR / TIME SPENT 70%/ RICHMOND, VA
13. SIMA Retirement Solutions, LLC, / REGISTERED INVESTMENT ADVISOR / Managing Member, 05/2016 to Present; Chief Compliance Officer and Investment Adviser Representative, 03/2017 to Present. 10% of time
14. ARMS SOFTWARE, LLC. OPI. 11/2011. PRIVATE ENTITY.
15. NEXGRID, LLC. OPI. 05/2010. PRIVATE ENTITY.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2012 - Present
SIMA WEALTH PARTNERS, LLC
Office #1: 6802 Paragon Place, Suite 440, Richmond, VA 23230RIA
CRD#: 159943
RICHMOND, VA
Current
April 7, 2017 - Present
SIMA RETIREMENT SOLUTIONS, LLC
Office #1: 720 Moorefield Park Drive Suite 140, North Chesterfield, VA 23235RIA
CRD#: 286030
North Chesterfield, VA
Past
October 15, 2013 - January 3, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
RICHMOND, VA
Past
September 8, 2009 - September 25, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
RICHMOND, VA
Past
September 8, 2009 - November 1, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
RICHMOND, VA
Past
September 8, 2003 - September 8, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
RICHMOND, VA
Past
January 14, 1998 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIMA WEALTH PARTNERS, LLC
SIMA WEALTH PARTNERS, LLC
CRD#: 159943 / SEC#: 801-130711
RIA
Registered Investment Advisory firm - (7/18/2024 Approved)Texas
Registered Investment Advisory firm - (12/31/2016 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(9/25/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
SIMA WEALTH PARTNERS, LLC
SIMA WEALTH PARTNERS, LLC
CRD#: 159943 / SEC#: 801-130711
RIA
Registered Investment Advisory firm - (7/18/2024 Approved)Texas
Registered Investment Advisory firm - (12/31/2016 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
720 Moorefield Park Drive Suite 140, North Chesterfield, VA 23235
Mailing Address
Phone number
(804) 285-5700
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 272 |
| AUM (Assets Under Management) | $ 145,404,434 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIMA WEALTH PARTNERS, LLC
CRD#: 159943Richmond, VA 23230TRUST BUT VERIFY
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