AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
DN

Donavon Loran Noecker

CRD# 2952394·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Donavon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donavon Loran Noecker was a registered financial advisor. Donavon was a previously registered financial professional and started their career in finance 1997 - 2017. Donavon had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
View profile
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

29 years registered in the securities industry

Current & Past Employments

Past

SUMMIT FINANCIAL GROUP INCPast·CRD# 109485
RIA
Hartington, NE
September 1, 2016 - April 11, 2017
SUMMIT BROKERAGE SERVICES, INC.Past·CRD# 34643
BD
Hartington, NE
September 1, 2016 - April 11, 2017
VSR FINANCIAL SERVICES, INC.Past·CRD# 14503
RIA
Hartington, NE
January 16, 2013 - September 1, 2016
VSR FINANCIAL SERVICES, INC.Past·CRD# 14503
BD
Hartington, NE
July 16, 2012 - September 1, 2016
THE O.N. EQUITY SALES COMPANYPast·CRD# 2936
BD
Hartington, NE
October 21, 2011 - July 16, 2012
FBL MARKETING SERVICES, LLCPast·CRD# 5309
BD
Hartington, NE
November 3, 1997 - December 7, 2010

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

SF
SUMMIT FINANCIAL GROUP INC

SUMMIT FINANCIAL GROUP INC

CRD#: 109485 / SEC#: 801-56645

Contact Information

Main Address

595 S. Federal Highway Suite 500, Boca Raton, FL 33432-5541

Documents

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL GROUP WRAP FEE PROGRAM BROCHURE (3/30/2021)

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1997About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2007About the Series 26 exam

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#