Nilesh M. Patel
Professional summary
Nilesh M Patel is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Nilesh is registered as a RR (Registered Representative) and started their career in finance in 1997. Nilesh has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nilesh M Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022April 28, 2021 - December 22, 2021
EQUITABLE ADVISORS, LLC
April 23, 2018 - April 30, 2019
INTL FCSTONE CREDIT TRADING LLC
July 17, 2015 - November 10, 2017
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
June 2, 2015 - November 10, 2017
IMPERIAL CAPITAL, LLC
November 8, 2013 - May 29, 2015
SEAPORT GLOBAL SECURITIES LLC
March 29, 2011 - November 1, 2013
GLOBAL HUNTER SECURITIES, LLC
December 17, 2010 - March 25, 2011
FHN FINANCIAL SECURITIES CORP.
May 3, 2010 - November 10, 2010
CANACCORD GENUITY SECURITIES LLC
September 8, 2000 - November 9, 2001
J.P. MORGAN SECURITIES LLC
May 21, 1999 - December 20, 1999
J.P. MORGAN SECURITIES LLC
December 4, 1997 - February 4, 1998
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2025)
Exams
Series 7TO
Date: 12/12/2025
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
