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TB

Thomas P. Briggs

SS&C MARKET SERVICES
Edina, MN 55435
CRD#: 2952277
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TB
Thomas Parchman Briggs JR.SS&C MARKET SERVICES

Professional summary

Thomas Parchman Briggs JR., who also goes by Thomas P Briggs Jr., Thomas Parchman Briggs Jr, is a registered financial professional currently at SS&C MARKET SERVICES, LLC located in Edina, Minnesota.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas P Briggs Jr. | Thomas Parchman Briggs Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Parchman Briggs JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2026 - Present

SS&C MARKET SERVICES, LLC

Office #1: 7650 Edinborough Way Suite 400, Edina, MN 55435
BD
CRD#: 23568
Edina, MN
Past

July 1, 2019 - June 15, 2026

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
Cherry Hills Village, CO
Past

January 4, 2017 - July 1, 2019

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
CENTENNIAL, CO
Past

December 8, 2005 - January 4, 2017

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
DENVER, CO
Past

April 25, 2005 - November 21, 2005

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

April 25, 2005 - November 21, 2005

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

April 25, 2005 - November 21, 2005

IVY DISTRIBUTORS, INC.

BD
CRD#: 16496
OVERLAND PARK, KS
Past

January 3, 2005 - April 8, 2005

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

January 15, 2003 - December 17, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
DENVER, CO
Past

January 15, 2003 - December 17, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

August 12, 2002 - December 19, 2002

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

December 18, 2001 - August 21, 2002

INVESCO

RIA
CRD#: 106529
DENVER, CO
Past

February 14, 2001 - July 30, 2002

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
HOUSTON, TX
Past

September 6, 2000 - January 22, 2001

J. P. MORGAN ADVISORY SERVICES INC.

BD
CRD#: 102040
NEW YORK, NY
Past

May 8, 2000 - January 16, 2001

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/26/2026)
RR
New York
(6/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/22/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/12/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/5/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/27/2018
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SM
SS&C MARKET SERVICES, LLC
AE SERVICES, INC. | WALL STREET PREFERRED MONEY MANAGERS, INC. | WALL STREET ADVISORS, LLC | WALL STREET ADVISORS, INC. | WALL STREET ADVISOR SERVICES, LLC | SS&C MARKET SERVICES, LLC | DST MARKET SERVICES, LLC

CRD#: 23568 / SEC#: , 8-40530

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Post Office Square 9th Floor, Boston, MA 02109
Mailing Address
One Post Office Square 9th Floor, Boston, MA 02109
Phone number
(770) 370-4150
Established
New York since 01/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SS&C GIDS, INC.100% OWNER
BECK, DANIEL BRIANPRESIDENT3025596
LONG, PATRICK JEROMEHEAD OF OPERATIONS6093124
MULKERN, JOHN JOSEPH JR.CHIEF COMPLIANCE OFFICER AND SECRETARY4197230
PARSONS, ERIC TFINOP, PRINCIPAL FINANCIAL OFFICER5215115
SCHELL, BRIAN NORMANASSISTANT SECRETARY4414042

Disclosures

Regulatory Event1

Red Flags

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Company Information

SS&C MARKET SERVICES, LLC

CRD#: 23568Edina, MN 55435

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