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Erikson Stuart Nystrom

CRD# 2952244·Registered 1997 - 2018
Previously Registered: Being a previously registered professional could mean that Erikson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erikson Stuart Nystrom was a registered financial advisor. Erikson was a previously registered financial professional and started their career in finance 1997 - 2018. Erikson had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

LOCORR DISTRIBUTORS, LLC·CRD# 41782
BD
Excelsior, MN
January 4, 2013 - April 16, 2018
COLORADO FINANCIAL SERVICE CORPORATION·CRD# 104343
BD
Centennial, CO
November 4, 2011 - December 6, 2012
GRIFFIN CAPITAL SECURITIES, LLC·CRD# 37739
BD
Irvine, CA
March 17, 2010 - May 6, 2011
WES INVESTMENTS, LLC·CRD# 144097
BD
Chicago, IL
January 14, 2008 - April 30, 2009
WELTON STREET INVESTMENTS LLC·CRD# 132111
BD
Denver, CO
September 15, 2005 - January 7, 2008
DIVIDEND CAPITAL INVESTMENTS LLC·CRD# 128667
RIA
Denver, CO
September 9, 2004 - September 20, 2005
ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546
BD
Denver, CO
August 7, 2002 - July 12, 2005
STRONG CAPITAL MANAGEMENT INC·CRD# 106638
RIA
Menomonee Falls, WI
September 24, 2001 - July 12, 2002
STRONG INVESTMENTS, INC.·CRD# 15658
BD
Menomonee Falls, WI
November 6, 2000 - July 12, 2002
ING FUNDS DISTRIBUTOR, INC.·CRD# 36461
BD
Wilmington, DE
April 26, 1999 - September 20, 2000
STEPHENS·CRD# 3496
BD
Little Rock, AR
October 10, 1997 - October 13, 1998

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Current Firm

LD
LOCORR DISTRIBUTORS, LLC

LOCORR DISTRIBUTORS, LLC | STRATEGIC TRADING, INC. | OCTAVUS LLC

CRD#: 41782 / SEC#: 8-49568
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

687 Excelsior Blvd, Excelsior, MN 55331

Mailing Address

687 Excelsior Blvd, Excelsior, MN 55331

Phone Number

(952) 767-6900

Established

Minnesota since 02/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OCTAVUS GROUP LLCOWNER—
KINZIE, KEVIN MICHAELCEO4384324
ESSEN, JON CHADWICKPRINCIPAL, CFO, FINOP2469593
HULL, BRIAN FRANCISCCO2685889

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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