Lloyd V. Crawford

FCG INVESTMENT COMPANY

Germantown, TN 38138

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CRD#: 2952132

Professional summary

Lloyd Vernon Crawford is a registered financial advisor currently at FCG INVESTMENT COMPANY located in Germantown, Tennessee.

Lloyd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Lloyd has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FINANCIAL CONSULTING GROUP~NON INVESTMENT RELATED~9040 GARDEN ARBOR DRIVE SUITE 206 GERMANTOWN, TN 38138~THIRD PARTY ADMINISTRATOR~PARTNER~NOVEMBER 1996~120HRS PER MONTH~120HRS PER MONTH DURING MARKET~LEGAL COMPLIANCE - - - My OBA Financial Consulting Group (FCG) is involved in consulting and Third Party Administration of qualified and non-qualified retirement plans. FCG is involved with insurance sales. It is a general partnership, and I receive partnership draws during the year and a split of profits at the end of the year. Our customers represent a broad cross-section of the economy, including, but not limited to, banks, defense contractors, physician practices, law firms, merchants, electricians, home builders, manufacturers, trucking companies, and non-profit entities. 2)FCG REALTY~NON INVESTMENT RELATED~9040 GARDEN ARBOR DRIVE SUITE 206 GERMANTOWN, TN 38138~REAL ESTATE (COMMERCIAL)~PARTNER~NOVEMBER 2005~1HRS PER MONTH~0HRS PER MONTH DURING MARKET~LEGAL COMPLIANCE 3) Lloyd Vernon Crawford III is a lawyer. From time to time, he will offer clients advice or products from this activity. FCG Investment Company always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of FCG Investment Company in their capacity as a lawyer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lloyd Vernon Crawford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2020 - Present

FCG INVESTMENT COMPANY

Office #1: 9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

RIA

CRD#: 308192

Germantown, TN

Past

August 15, 2014 - June 1, 2020

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

GERMANTOWN, TN

Past

August 15, 2014 - November 6, 2020

NEWEDGE SECURITIES, LLC

CRD#: 10674

Germantown, TN

Past

January 9, 2014 - August 15, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

GERMANTOWN, TN

Past

January 9, 2014 - August 15, 2014

FINANCIAL TELESIS INC

CRD#: 31012

GERMANTOWN, TN

Past

October 25, 2013 - February 21, 2014

FINANCIAL CONSULTING GROUP

RIA

CRD#: 168498

GERMANTOWN, TN

Past

April 3, 2007 - December 26, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

GERMANTOWN, TN

Past

January 4, 2007 - December 26, 2013

LPL FINANCIAL LLC

CRD#: 6413

GERMANTOWN, TN

Past

January 24, 2004 - May 3, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

GERMANTOWN, TN

Past

July 2, 2002 - May 3, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 9, 2002 - May 6, 2002

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

January 12, 2001 - October 3, 2001

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

January 14, 2000 - December 31, 2000

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

October 1, 1998 - December 31, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

February 2, 1998 - June 29, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/22/2020)

IAR

Texas
(11/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/1998

General Securities Representative Examination

Current Firm

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

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Contact information

Main Address

9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

Mailing Address

Phone number

(901) 309-2681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- FCG INVESTMENT COMPANY (6/9/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 457,898,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lloyd V. Crawford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lloyd Vernon Crawford's CRS (Customer Relationship Summary).

Certified licenses

Experience

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

FINANCIAL CONSULTING GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

JOHN HANCOCK DISTRIBUTORS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

FCG INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2007

Series 63

Date: 12/22/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/30/1998

Current Firm

FCG INVESTMENT COMPANY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FCG INVESTMENT COMPANY

TRUST BUT VERIFY

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