Samuel S. Miller
Professional summary
Samuel Steven Miller, who also goes by Samuel Steven Miller, Samuel Miller, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Johnston, Rhode Island.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1997. Samuel has worked at 4 firms and has passed the Series 66, Series 6TO, SIE, Series 56 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Steven Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 1301 Atwood Avenue Suite 306n, Johnston, RI 02919November 7, 2014 - April 2, 2015
T3 TRADING GROUP, LLC
September 10, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
October 24, 1997 - January 7, 2000
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/13/2026
Investment Company Products/Variable Contracts Representative ExaminationSeries 56
Date: 9/10/2013
Proprietary Trader Qualification ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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