Dennis R. Plyler

FCG INVESTMENT COMPANY

Germantown, TN 38138

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CRD#: 2951701

Professional summary

Dennis Ray Plyler is a registered financial advisor currently at FCG INVESTMENT COMPANY located in Germantown, Tennessee.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dennis has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FINANCIAL CONSULTING GROUP~NON INVESTMENT RELATED~9040 GARDEN ARBOR DRIVE, SUITE 206, GERMANTOWN, TN 38138~RETIREMENT PLAN CONSULTING & THIRD PARTY ADMINISTRATION~PARTNER~NOVEMBER 2006~48HRS PER MONTH~39HRS PER MONTH DURING MARKET~CONSULTATION ON RETIREMENT PLANNING, PENSION PLANNING, ETC. ADMINISTER RETIREMENT PLANS - - - - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~9040 GARDEN ARBOR DRIVE, SUITE 206, GERMANTOWN, TN 38138~FIXED INSURANCE SALES~AGENT~OCTOBER 1996~16HRS PER MONTH~13HRS PER MONTH DURING MARKET~DIRECT BUSINESS MARKETING AND SELLING LIFE INSURANCE PRODUCTS - - - - - - - - - - - - - 3)FCG REALTY, LLC~NON INVESTMENT RELATED~9040 GARDEN ARBOR DRIVE, SUITE 206, GERMANTOWN, TN 38138~REAL ESTATE RENTAL~PARTNER~JANUARY 2005~3HRS PER MONTH~3HRS PER MONTH DURING MARKET~OWNS OFFICE SPACE WHERE FINANCIAL PLANNING IS CONDUCTED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Ray Plyler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2020 - Present

FCG INVESTMENT COMPANY

Office #1: 9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

RIA

CRD#: 308192

Germantown, TN

Past

August 15, 2014 - June 1, 2020

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

GERMANTOWN, TN

Past

January 29, 2014 - August 15, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

GERMANTOWN, TN

Past

January 28, 2014 - February 21, 2014

FINANCIAL CONSULTING GROUP

RIA

CRD#: 168498

GERMANTOWN, TN

Past

March 16, 2005 - September 30, 2009

LPL FINANCIAL LLC

CRD#: 6413

GERMANTOWN, TN

Past

January 8, 2004 - March 16, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

GERMANTOWN, TN

Past

June 17, 2002 - March 16, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 12, 2001 - June 3, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

January 14, 2000 - December 31, 2000

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

June 9, 1998 - December 31, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

October 24, 1997 - June 29, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/22/2020)

IAR

Texas
(11/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/22/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

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Contact information

Main Address

9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

Mailing Address

Phone number

(901) 309-2681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- FCG INVESTMENT COMPANY (6/9/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 457,898,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis R. Plyler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Ray Plyler's CRS (Customer Relationship Summary).

Certified licenses

Experience

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

FINANCIAL TELESIS INC

FINANCIAL CONSULTING GROUP

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

FCG INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2014

Series 63

Date: 10/22/1997

Series 6

Date: 10/22/1997

Current Firm

FCG INVESTMENT COMPANY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FCG INVESTMENT COMPANY

TRUST BUT VERIFY

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