AF
Alison J. Flaum
EAGLE STRATEGIES LLC
SAN ANTONIO, TX 78249
Some features on this profile are disabled
CRD#: 2951500
AF
Professional summary
Alison Joy Flaum, who also goes by Alison Joy Flaum Meyer, Alison Flaum Souksamlane, Alison Joy Souksamlane, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Antonio, Texas and NYLIFE SECURITIES LLC located in San Antonio, Texas.
Alison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Alison has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alison Joy Flaum Meyer | Alison Flaum Souksamlane | Alison Joy Souksamlane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[I AM APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 04/2006; UNDER DBA ALISON START DATE 10/2009; 8700 CROWNHILL BLVD STE 506 SAN ANTONIO TX 78249]
[Artist/Painter; Selling paintings; 4801 DeZavala, Ste 2, San Antonio, TX 78249; Start Date: 4/2013; Role/Title: Artist; Not investment related; 36 hours per month; 5 hours per month during securities trading hours][SIMPLIFYING WEALTH FOR ADVISORS; MOTIVATIONAL & FINANCIAL SERVICES INDUSTRY SPEAKER; 5150 BROADWAY, #403 SAN ANTONIO TX 78209; Start Date 04/2025; Role/Title: Owner; Investment Related; 10 hours per month; 5 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Alison Joy Flaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 8700 Crownhill Blvd Suite 506, San Antonio, TX 78249RIA
CRD#: 110826
SAN ANTONIO, TX
Current
December 18, 1997 - Present
NYLIFE SECURITIES LLC
Office #1: 8700 Crownhill Blvd Suite 506, San Antonio, TX 78249BD
CRD#: 5167
San Antonio, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/29/2020)
RR
Arizona(4/4/2001)
RR
Arkansas(9/29/2020)
RR
California(3/30/2007)
RR
Colorado(6/20/2007)
RR
Connecticut(3/26/2009)
RR
Delaware(12/19/2018)
RR
District of Columbia(5/31/2006)
RR
Florida(8/9/2010)
RR
Georgia(4/9/2012)
RR
Hawaii(6/13/2023)
RR
Illinois(8/21/2000)
RR
Indiana(12/3/2021)
RR
Maryland(12/2/2013)
RR
Massachusetts(3/15/2017)
RR
Michigan(10/1/2020)
RR
Mississippi(9/29/2020)
RR
Montana(9/8/2015)
RR
Nebraska(10/6/2020)
RR
New Jersey(3/4/2003)
RR
New York(2/27/2002)
RR
North Carolina(5/25/2011)
RR
Ohio(3/6/2006)
RR
Oklahoma(7/21/2025)
RR
Oregon(7/1/2016)
RR
Tennessee(9/10/2020)
RR
Texas(12/18/1997)
IAR
Texas(8/25/2003)
RR
Utah(9/30/2020)
RR
Virginia(12/15/2006)
RR
Washington(12/10/2008)
RR
Wisconsin(5/17/2019)
RR
Wyoming(10/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
