Leonard Viscito

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CRD#: 2951474

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Viscito was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 1997. Leonard had worked at 8 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/29/2017 - BBR Realty LLC - Not Investment Related - 1211 BOSTON ROAD SPRINGFIELD MA 01119A - Real Estate Rental - Partner with daughter - Start Date 11/15/2013 - 0 Hours Per Month / 0 Hours During Trading. 2. 11/29/2017 - VISCITO FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Start Date 11/15/2013 - 130 Hours Per Month. 3. 7/13/2021 - Vineyard Business - Not Investment Related - 505 Gage Road Ilion, NY 13357 - Other-Business Owner - Start Date: 7/5/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Sole proprietor establishing a vineyard 4. 06/16/2023 - TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/03/2023 - 30 Hours Per Month/ 30 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 11, 2023 - September 22, 2023

TLWM FINANCIAL

RIA

CRD#: 158305

SAN ANTONIO, TX

Past

November 29, 2017 - August 9, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

The Villages, FL

Past

November 29, 2017 - November 3, 2023

LPL FINANCIAL LLC

CRD#: 6413

The Villages, FL

Past

November 14, 2013 - December 5, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SPRINGFIELD, MA

Past

November 14, 2013 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

SPRINGFIELD, MA

Past

October 24, 2012 - December 23, 2013

401K MONITORING, LLC

RIA

CRD#: 165690

SPRINGFIELD, MA

Past

July 2, 2012 - November 21, 2013

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SPRINGFIELD, MA

Past

August 27, 2009 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SPRINGFIELD, MA

Past

August 27, 2009 - November 19, 2013

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SPRINGFIELD, MA

Past

April 22, 2003 - August 27, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

SPRINGFIELD, MA

Past

March 25, 2003 - August 27, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

SPRINGFIELD, MA

Past

January 1, 2001 - March 26, 2003

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

SPRINGFIELD, MA

Past

October 3, 1997 - March 26, 2003

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/3/1997

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

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Contact information

Main Address

40 Ne Loop 410 Suite 644, San Antonio, TX 78216

Mailing Address

Phone number

+1 (877) 348-8822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	2,008
AUM (Assets Under Management)	$ 577,253,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Leonard Viscito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

401K MONITORING, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

TLWM FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2001

Series 66

Date: 11/3/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/3/2003

Series 6

Date: 10/2/1997

Current Firm

TLWM FINANCIAL

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLWM FINANCIAL

TRUST BUT VERIFY

Contact information

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