Patricia E. Veney

OSAIC WEALTH

Owings Mills, MD 21117

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CRD#: 2951454

Professional summary

Patricia Elaine Veney is a registered financial advisor currently at OSAIC WEALTH, INC. located in Owings Mills, Maryland.

Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patricia has worked at 6 firms and has passed the Series 66, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT. POSITION: Insurance Agent. NATURE: Insurance agent offering fixed annuities, life, and long term care. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 04/23/2014 ADDRESS: 300 Red Run Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Meeting with clients to discuss need for life insurance and/or LTC insurance. Go over illustrations to determine what best fits their needs/budget. Complete applications with client. 2) CPA/TAX PREPARATION POSITION: CPA NATURE: CPA/Tax Preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 04/23/2014 ADDRESS: 300 Red Run Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Tax preparation, tax consultation, accounting/bookkeeping. 3) VENEY WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/23/2014 ADDRESS: 300 Red Brook Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Meeting with clients to discuss need for life insurance and/or long term care based on their needs and their budget. I complete and submit applications to various vendors 4) VENEY FINANCIAL GROUP POSITION: Coach NATURE: Speaking and Financial Workshops for individuals, couples and business owners. Focusing on how to successfully run a business and how to be financially successful. I will be doing this in my capacity as a CPA and will not be discussing securities or investing in my workshops. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2017 ADDRESS: 300 Red Brook Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Meeting with groups to discuss taxes, finances, debt, credit and building a successful business. It also entails me speaking to various organizations in references to the same topics. 5) VENEY FINANCIAL GROUP POSITION: CPA NATURE: Accounting and tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 09/01/2014 ADDRESS: 300 Red Brook Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Tax Preparation, small business accounting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Elaine Veney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Patricia Elaine Veney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 300 Red Brook Blvd Suite 110, Owings Mills, MD 21117

RIA

CRD#: 23131

Owings Mills, MD

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 300 Red Brook Blvd Suite 110, Owings Mills, MD 21117

RIA

CRD#: 23131

Owings Mills, MD

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OWINGS MILLS, MD

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OWINGS MILLS, MD

Past

April 24, 2014 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

OWINGS MILLS, MD

Past

April 24, 2014 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

OWINGS MILLS, MD

Past

September 26, 2012 - April 14, 2014

COLORADO FINANCIAL SERVICE CORPORATION

RIA

CRD#: 104343

WINDSOR MILL, MD

Past

July 12, 2012 - April 14, 2014

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

WINDSOR MILL, MD

Past

November 25, 1998 - June 29, 2012

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

WINDSOR MILL, MD

Past

August 19, 1998 - June 29, 2012

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

WINDSOR MILL, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(1/19/2024)

Maryland
(1/19/2024)

IAR

Maryland
(1/19/2024)

North Carolina
(1/19/2024)

Pennsylvania
(1/19/2024)

South Carolina
(1/19/2024)

Virginia
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/7/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia E. Veney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Elaine Veney's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Patricia Elaine Veney's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

COLORADO FINANCIAL SERVICE CORPORATION

COLORADO FINANCIAL SERVICE CORPORATION

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/1998

SIE

Date: 10/1/2018

Series 6

Date: 8/7/1998

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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