Gregory K. Robin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Keith Robin was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2002. Gregory had worked at 5 firms and has passed the Series 63, Series 87, Series 86, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2011 - June 4, 2012
WALLEYE TRADING LLC
April 5, 2010 - April 15, 2011
RAFFERTY CAPITAL MARKETS, LLC
December 4, 2007 - December 24, 2008
GFI SECURITIES LLC
August 20, 2003 - December 5, 2007
ROCHDALE SECURITIES LLC
October 31, 2002 - August 8, 2003
BURLINGTON CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/10/2003
Limited Representative-Equity Trader ExamCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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