Jamie A. Frederick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Alan Frederick, CFP®, CIMA® was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 2004. Jamie had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
December 23, 2013 - September 8, 2015
NORTHWEST ADVISORS, INC.
November 5, 2007 - June 5, 2008
EQUITABLE ADVISORS, LLC
April 18, 2007 - September 6, 2007
MML INVESTORS SERVICES, LLC
April 25, 2006 - April 20, 2007
EQUITABLE ADVISORS, LLC
June 21, 2005 - April 4, 2006
M&T SECURITIES, INC.
April 5, 2004 - March 4, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTHWEST ADVISORS, INC.
CRD#: 154032 / SEC#: 801-78838
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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