JS
Jo A. Swope
PACKERLAND BROKERAGE SERVICES
Huntingdon, PA 16652
Some features on this profile are disabled
CRD#: 2950993
JS
Professional summary
Jo Anna Swope, who also goes by Jo Anna Cutshall, Jo Anna Swope, Jo Anna Walter, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Huntingdon, Pennsylvania.
Jo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jo has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jo Anna Cutshall | Jo Anna Swope | Jo Anna Walter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DIVERSIFIED INVESTMENT SOLUTIONS 713 WASHINGTON ST HUNTINGDON, PA 16652 TITLE: AGENT DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, AND LTC HOURS DEVOTED: 30 HOURS, ALSO DURING SECURITY TRADING HOURS START DATE: 1/3/2017 INVESTMENT AND INSURANCE RELATED 2. UNITED WAY OF HUNTINGDON COUNTY 1200 SUSQUEHANNS AVE HUNTINGDON, PA 16652 TITLE: BOARD MEMBER DUTIES: REVIEW CAMPAIGN GOALS AND HELP REACH GOALS HOURS DEVOTED: 1 HOUR, ZERO DURING SECURITY TRADING HOURS START DATE: 7/1/2012 NON INVESTMENT OR INSURANCE RELATED 3. POA FOR MOTHER UNITED WAY VP BOARD OF DIRECTORS FOR HUNTINGTON COUNTY ATTEND VARIOUS COMMITTEE MEETINGS AND REPORT STATUS BACK TO THE BOARD. IN THE ABSENCE OF THE PRESIDENT, VP WILL CONDUCT MONTHLY BOARD MEETINGS PO BOX 344 HUNTINGTON,PA 16652 NON-INVESTMENT RELATED THE BRENNA PROJECT 5142 DELMAR ST ALEXANDRIA, PA 16611 VOLUNTEER POSITION FOR NON-PROFIT ORGANIZATION. COMMITTEE MEMBER, TAKING NOTES AND HELPING WITH FUNDRAISING EFFORTS TO HELP LOCAL FAMILIES IN NEED DUE TO UNFORTUNATE CIRCUMSTANCES. START DATE: 7/27/22 NON-INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Jo Anna Swope's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jo Anna Swope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 223 Washington St, Huntingdon, PA 16652RIA
BD
CRD#: 37031
Huntingdon, PA
Current
January 3, 2017 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 223 Washington St, Huntingdon, PA 16652RIA
BD
CRD#: 37031
Huntingdon, PA
Past
January 2, 2009 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
HUNTINGDON, PA
Past
October 20, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
HUNTINGDON, PA
Past
October 17, 2008 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HUNTINGDON, PA
Past
May 20, 2008 - August 13, 2008
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HUNTINGDON, PA
Past
May 6, 2008 - August 13, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HUNTINGDON, PA
Past
May 2, 2006 - April 22, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
HUNTINGDON, PA
Past
January 3, 2001 - April 22, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HUNTINGDON, PA
Past
October 27, 1997 - December 31, 2000
ALLEGHENY INVESTMENTS, LTD.
BD
CRD#: 7597
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/6/2024)
RR
North Carolina(7/21/2020)
IAR
Pennsylvania(1/3/2017)
RR
Pennsylvania(1/4/2017)
RR
South Carolina(2/22/2019)
RR
Virginia(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031Huntingdon, PA 16652TRUST BUT VERIFY
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