SB
Shaun M. Byrnes
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CRD#: 2950855
SB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shaun Michael Byrnes was a registered financial professional .
Shaun is a previously registered financial professional and started their career in finance in 1997. Shaun had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 1, 2006 - January 17, 2008
PGIM, INC.
RIA
CRD#: 105676
NEWARK, NJ
Past
July 28, 2006 - August 1, 2006
PGIM INVESTMENTS LLC
RIA
CRD#: 105670
NEWARK, NJ
Past
March 31, 2006 - January 11, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
May 13, 2003 - February 15, 2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
December 13, 2002 - May 19, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
October 30, 1997 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM, INC.
PGIM | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INVESTMENT CORPORATION | THE PRUDENTIAL INVESTMENT CORP | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ASSOCIATES LLC ("QMA") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL REAL ESTATE INVESTORS | PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII") | PRUDENTIAL PRIVATE CAPITAL | PRUDENTIAL MORTGAGE CAPITAL COMPANY | PRUDENTIAL INVESTMENTS("PI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENT MANAGEMENT, INC. | PRUDENTIAL INVESTMENT MANAGEMENT -- FIXED INCOME | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME MANAGEMENT | PRUDENTIAL FIXED INCOME (US) | PRUDENTIAL FIXED INCOME | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL PARTNERS | PRUDENTIAL CAPITAL GROUP ("PCG") | PRUDENTIAL CAPITAL GROUP | PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | PRICOA PRIVATE CAPITAL | PRICOA INVESTMENT MANAGEMENT | PRICOA FIXED INCOME | PRICOA CAPITAL PARTNERS | PRICOA CAPITAL GROUP | PREI | PRAMERICA REAL ESTATE INVESTORS | PRAMERICA MORTGAGE CAPITAL COMPANY | PRAMERICA INVESTMENT MANAGEMENT | PRAMERICA FIXED INCOME MANAGEMENT | PRAMERICA FIXED INCOME (US) | PRAMERICA FIXED INCOME | PRAMERICA CAPITAL GROUP | PRAMERICA CAPITAL ENERGY PARTNERS | PGIM, INC. | PGIM REAL ESTATE FINANCE | PGIM REAL ESTATE | PGIM PRIVATE CAPITAL | PGIM INVESTMENTS | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS (PGIM IAS) | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS | PGIM GLOBAL PARTNERS | PGIM FIXED INCOME | PGIM ENERGY PARTNERS | PGIM CAPITAL PARTNERS
CRD#: 105676 / SEC#: 801-22808
RIA
Registered Investment Advisory firm - (12/7/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PI
PGIM, INC.
PGIM | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INVESTMENT CORPORATION | THE PRUDENTIAL INVESTMENT CORP | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ASSOCIATES LLC ("QMA") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL REAL ESTATE INVESTORS | PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII") | PRUDENTIAL PRIVATE CAPITAL | PRUDENTIAL MORTGAGE CAPITAL COMPANY | PRUDENTIAL INVESTMENTS("PI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENT MANAGEMENT, INC. | PRUDENTIAL INVESTMENT MANAGEMENT -- FIXED INCOME | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME MANAGEMENT | PRUDENTIAL FIXED INCOME (US) | PRUDENTIAL FIXED INCOME | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL PARTNERS | PRUDENTIAL CAPITAL GROUP ("PCG") | PRUDENTIAL CAPITAL GROUP | PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | PRICOA PRIVATE CAPITAL | PRICOA INVESTMENT MANAGEMENT | PRICOA FIXED INCOME | PRICOA CAPITAL PARTNERS | PRICOA CAPITAL GROUP | PREI | PRAMERICA REAL ESTATE INVESTORS | PRAMERICA MORTGAGE CAPITAL COMPANY | PRAMERICA INVESTMENT MANAGEMENT | PRAMERICA FIXED INCOME MANAGEMENT | PRAMERICA FIXED INCOME (US) | PRAMERICA FIXED INCOME | PRAMERICA CAPITAL GROUP | PRAMERICA CAPITAL ENERGY PARTNERS | PGIM, INC. | PGIM REAL ESTATE FINANCE | PGIM REAL ESTATE | PGIM PRIVATE CAPITAL | PGIM INVESTMENTS | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS (PGIM IAS) | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS | PGIM GLOBAL PARTNERS | PGIM FIXED INCOME | PGIM ENERGY PARTNERS | PGIM CAPITAL PARTNERS
CRD#: 105676 / SEC#: 801-22808
RIA
Registered Investment Advisory firm - (12/7/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
655 Broad St., Newark, NJ 07102
Mailing Address
Phone number
(973) 367-6335
Established
Firm type
Fiscal year end
# of Employees
1,750
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 927 |
| AUM (Assets Under Management) | $ 1,033,223,779,160 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 12/10/2024 | ||
| 11/20/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
