Marco A. Guerra De Sa

TRANSPARENZA ADVISORS LLC

Miami, FL 33131

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CRD#: 2950581

Professional summary

Marco Aurelio Guerra De Sa, CFA, who also goes by Marco Aurelio Guerra De Sa, Marco Guerra De Sa, Marco Sa, Marco Aurelio Guerra De Sa, is a registered financial advisor currently at TRANSPARENZA ADVISORS LLC located in Miami, Florida.

Marco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Marco has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marco Aurelio Guerra De Sa | Marco Guerra De Sa | Marco Sa | Marco Aurelio Guerra De Sa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) REYSA LLC; NOT-INVESTMENT RELATED;765 Harbor Drive Key Biscayne FL 33149; NATURE: EMPLOYMENT CONSULTING FIRM; Passive shareholder; 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Aurelio Guerra De Sa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 31, 2024 - Present

TRANSPARENZA ADVISORS LLC

Office #1: 1395 Brickell Avenue, Suite 800, Miami, FL 33131

RIA

CRD#: 331554

Miami, FL

Past

September 6, 2022 - April 4, 2024

BANCO DO BRASIL SECURITIES LLC

RIA

CRD#: 132701

MIAMI, FL

Past

July 27, 2021 - April 4, 2024

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701

MIAMI, FL

Past

June 3, 2011 - July 22, 2021

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

MIAMI, FL

Past

February 11, 2005 - September 17, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

September 5, 2000 - June 14, 2004

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

January 8, 1999 - September 5, 2000

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 6, 1997 - September 21, 1998

FIBRA SECURITIES INC.

CRD#: 39680

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/25/2021

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/1998

General Securities Principal Examination

Current Firm

TRANSPARENZA ADVISORS LLC

CRD#: 331554 / SEC#:

Florida

Registered Investment Advisory firm - (7/31/2024 Approved)

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Contact information

Main Address

1395 Brickell Avenue Suite 800, Miami, FL 33131

Mailing Address

Phone number

(786) 702-0078

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 12,608,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marco A. Guerra De Sa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Aurelio Guerra De Sa's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANCO DO BRASIL SECURITIES LLC

BANCO DO BRASIL SECURITIES LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

APEX CLEARING CORPORATION

ROBERTSON STEPHENS, INC.

FIBRA SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1997

Series 4

Date: 10/25/2021

Series 24

Date: 2/4/1998

Current Firm

TRANSPARENZA ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRANSPARENZA ADVISORS LLC

TRUST BUT VERIFY

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