Andrea F. Istwan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Fiona Istwan, who also goes by Andrea F Forlow, Andrea Fiona Forlow, was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 1998. Andrea had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2007 - April 25, 2022
ENVESTNET PMC
July 11, 2002 - January 16, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
May 30, 2001 - November 5, 2001
ASSETMARK CAPITAL CORPORATION
June 25, 1999 - July 27, 2000
WELLS FARGO CLEARING SERVICES, LLC
January 30, 1998 - March 24, 1999
DWS DISTRIBUTORS, INC.
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
