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SB

Shannon D. Burgett

SMITH SALLEY WEALTH MANAGEMENT | Vice President, Financial Consultant
Greensboro, NC 27408
Some features on this profile are disabled
CRD#: 2950503
SB

Professional summary

Shannon Dale Burgett, CFP®, who also goes by Shannon Burgett, is a registered financial advisor currently at SMITH SALLEY WEALTH MANAGEMENT located in Greensboro, North Carolina.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Shannon has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 4 and Series 24 exams.

Biography

I partner with my clients to help them work towards their financial goals. One of the main reasons I truly enjoy helping clients is to see them grow and strive for the financial flexibility to enjoy the aspects of life that are most meaningful.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shannon Burgett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Dale Burgett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Appalachian State University

Psychology - Industrial Organizational

1996

Experience

Current

July 11, 2023 - Present

SMITH SALLEY WEALTH MANAGEMENT

Office #1: 324 West Wendover Avenue Suite 301, Greensboro, NC 27408
RIA
CRD#: 129614
Greensboro, NC
Past

March 15, 2023 - June 28, 2023

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
Charlotte, NC
Past

March 15, 2023 - June 28, 2023

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

January 17, 2023 - January 20, 2023

LINDEN THOMAS ADVISORY SERVICES, LLC

RIA
CRD#: 288557
CHARLOTTE, NC
Past

January 17, 2023 - January 20, 2023

LINDEN THOMAS AND COMPANY SECURITIES, LLC

BD
CRD#: 290244
CHARLOTTE, NC
Past

July 13, 2018 - January 14, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

November 23, 2011 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CHARLOTTE, NC
Past

November 16, 2011 - January 12, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
CHARLOTTE, NC
Past

April 28, 2011 - November 7, 2011

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
ST LOUIS, MO
Past

May 18, 2010 - April 26, 2011

NATIONWIDE SECURITIES, LLC

RIA
CRD#: 11173
KANNAPOLIS, NC
Past

May 14, 2010 - April 26, 2011

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
KANNAPOLIS, NC
Past

April 13, 2009 - April 7, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
SHELBY, NC
Past

April 1, 2009 - April 7, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
SHELBY, NC
Past

January 25, 2008 - March 3, 2009

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

March 21, 2002 - January 10, 2008

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

October 1, 2000 - March 21, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 18, 1997 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SMITH SALLEY WEALTH MANAGEMENT
SMITH SALLEY PRIVATE TRUST | SMITH, SALLEY & ASSOCIATES, LLC | SMITH SALLEY WEALTH MANAGEMENT

CRD#: 129614 / SEC#: 801-62538

RIA
Registered Investment Advisory firm - (12/18/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(7/11/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/11/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/30/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/17/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/27/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/31/2001
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/30/2000
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/8/1999
General Securities Principal Examination

Current Firm

SS
SMITH SALLEY WEALTH MANAGEMENT
SMITH SALLEY PRIVATE TRUST | SMITH, SALLEY & ASSOCIATES, LLC | SMITH SALLEY WEALTH MANAGEMENT

CRD#: 129614 / SEC#: 801-62538

RIA
Registered Investment Advisory firm - (12/18/2003 Approved)
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Contact information

Main Address
324 West Wendover Avenue Suite 301, Greensboro, NC 27408
Mailing Address
Phone number
(336) 379-7556
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SMITH, SALLEY & ASSOCIATES, LLC BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts2,791
AUM (Assets Under Management)$ 2,344,187,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMITH SALLEY WEALTH MANAGEMENT

Vice President, Financial ConsultantCRD#: 129614Greensboro, NC 27408

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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