Ismael L. Sanchez
Professional summary
Ismael Lee Sanchez, who also goes by Ismael L Sanchez, Ismael Sanchez, is a registered financial advisor currently at MCGOWAN GROUP ASSET MANAGEMENT, INC. located in Dallas, Texas.
Ismael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ismael has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 53, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ismael Lee Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2014 - Present
MCGOWAN GROUP ASSET MANAGEMENT, INC.
Office #1: 300 Crescent Court #1776, Dallas, TX 75201May 30, 2014 - December 31, 2014
SPIRE SECURITIES, LLC
January 17, 2014 - June 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2014 - June 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 29, 2011 - June 25, 2013
WFG ADVISORS, LP
August 29, 2011 - June 25, 2013
WFG INVESTMENTS, INC.
June 29, 2007 - August 23, 2011
1ST GLOBAL ADVISORS INC
June 26, 2007 - August 23, 2011
1ST GLOBAL CAPITAL CORP.
January 19, 2005 - June 12, 2007
AVANTAX ADVISORY SERVICES
October 27, 2004 - June 12, 2007
AVANTAX INVESTMENT SERVICES, INC.
January 28, 2003 - October 20, 2004
PRESIDIO FINANCIAL SERVICES, INC.
July 8, 1999 - February 7, 2003
CITIGROUP GLOBAL MARKETS INC.
July 7, 1999 - February 7, 2003
CITIGROUP GLOBAL MARKETS INC.
October 24, 1997 - May 22, 1999
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
MCGOWAN GROUP ASSET MANAGEMENT, INC.
CRD#: 154127 / SEC#: 801-71582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2014)
Exams
Current Firm
MCGOWAN GROUP ASSET MANAGEMENT, INC.
CRD#: 154127 / SEC#: 801-71582
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,050 |
| AUM (Assets Under Management) | $ 996,742,756 |
Red Flags
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Company Information
MCGOWAN GROUP ASSET MANAGEMENT, INC.
CRD#: 154127Dallas, TX 75201TRUST BUT VERIFY
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