Matthew A. Mcfarland

R M DAVIS

Portland, ME 04101-4069

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CRD#: 2950240

Professional summary

Matthew Alan Mcfarland, CFA is a registered financial advisor currently at R M DAVIS INC located in Portland, Maine.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Matthew has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Mcfarland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 15, 2013 - Present

R M DAVIS INC

Office #1: 24 City Center, Portland, ME 04101-4069

RIA

CRD#: 105448

Portland, ME

Past

June 9, 2010 - January 22, 2013

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

PORTSMOUTH, NH

Past

May 11, 2010 - January 22, 2013

PEOPLE'S SECURITIES, INC.

CRD#: 13704

PORTSMOUTH, NH

Past

April 21, 2005 - October 28, 2009

CHITTENDEN SECURITIES, LLC.

RIA

CRD#: 45190

PORTSMOUTH, NH

Past

April 21, 2005 - October 28, 2009

CHITTENDEN SECURITIES, LLC.

CRD#: 45190

PORTSMOUTH, NH

Past

October 20, 2004 - April 19, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WINDHAM , ME

Past

October 20, 2004 - April 19, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 29, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

BOSTON, MA

Past

December 6, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

November 16, 1998 - December 10, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 16, 1997 - November 20, 1998

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R M DAVIS INC

DAVIS R M INC | R M DAVIS INC | R M DAVIS

CRD#: 105448 / SEC#: 801-13878

RIA

Registered Investment Advisory firm - (6/30/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/15/2013)

IAR

New Hampshire
(4/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/2005

General Securities Principal Examination

Current Firm

R M DAVIS INC

DAVIS R M INC | R M DAVIS INC | R M DAVIS

CRD#: 105448 / SEC#: 801-13878

RIA

Registered Investment Advisory firm - (6/30/1978 Approved)

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Contact information

Main Address

24 City Center, Portland, ME 04101-4069

Mailing Address

Phone number

(207) 774-0022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

R.M. DAVIS, INC. BROCHURE (6/25/2025)

Regulatory assets under management

Total Number of Accounts	5,881
AUM (Assets Under Management)	$ 7,267,414,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
11/26/2024	Cover Page	Report
12/22/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Mcfarland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Mcfarland's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

CHITTENDEN SECURITIES, LLC.

CHITTENDEN SECURITIES, LLC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

PRUDENTIAL EQUITY GROUP, LLC

NATIONAL CLEARING CORP.

Primary Firm SEC Registration

R M DAVIS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/1999

Series 63

Date: 10/17/1997

Series 7

Date: 10/14/1997

Series 24

Date: 7/25/2005

Current Firm

R M DAVIS INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

R M DAVIS INC

TRUST BUT VERIFY

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