Jack C. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Casey Watson was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1998. Jack had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2011 - August 28, 2012
LOCKTON INVESTMENT SECURITIES, LLC
December 16, 2009 - January 25, 2011
LPL FINANCIAL LLC
March 22, 2006 - December 17, 2009
KESTRA INVESTMENT SERVICES, LLC
March 18, 2004 - July 28, 2005
WORTHMARK FINANCIAL SERVICES, LLC
March 18, 1998 - July 26, 2002
ONE ORCHARD EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCKTON INVESTMENT SECURITIES, LLC
CRD#: 137476 / SEC#: , 8-67090
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
