Brian A. Turner

FACET

Enterprise, UT

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CRD#: 2950029

Professional summary

Brian Andrew Turner, CFP®, who also goes by Brian A Turner, Brian Turner, is a registered financial advisor currently at FACET located in Enterprise, Utah.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian A Turner | Brian Turner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Turner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 3, 2022 - Present

FACET

RIA

CRD#: 285961

Enterprise, UT

Past

November 19, 2020 - October 4, 2022

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Enterprise, UT

Past

August 7, 2017 - November 5, 2020

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

August 7, 2017 - November 5, 2020

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

February 12, 2013 - June 30, 2017

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

January 14, 2013 - June 30, 2017

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

October 2, 2012 - January 28, 2013

MORGAN STANLEY

RIA

CRD#: 149777

SOUTH JORDAN, UT

Past

September 12, 2012 - January 28, 2013

MORGAN STANLEY

CRD#: 149777

SOUTH JORDAN, UT

Past

July 1, 2008 - January 4, 2010

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

MESQUITE, NV

Past

June 27, 2008 - January 4, 2010

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

MESQUITE, NV

Past

April 2, 2007 - June 19, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SOUTH JORDAN, UT

Past

April 2, 2007 - June 19, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

SOUTH JORDAN, UT

Past

September 22, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WEST VALLEY, UT

Past

June 21, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WEST VALLEY, UT

Past

January 6, 1998 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 10, 1997 - October 30, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/3/2022)

IAR

Utah
(10/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/30/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

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Contact information

Main Address

400 East Pratt Street 8th Floor, Baltimore, MD 21202

Mailing Address

Phone number

(443) 376-6222

Established

Firm type

Fiscal year end

# of Employees

174

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	36,817
AUM (Assets Under Management)	$ 4,754,146,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian A. Turner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Turner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSONAL CAPITAL ADVISORS CORPORATION

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FACET

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2012

Series 63

Date: 11/8/1997

Series 7TO

Date: 3/30/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2012

Series 6

Date: 11/7/1997

Current Firm

FACET

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FACET

TRUST BUT VERIFY

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