Donna J. Bogan

OSAIC WEALTH

Toledo, OH 43617

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CRD#: 2950004

Professional summary

Donna Jean Bogan, AIF®, ChFC®, CLU® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Toledo, Ohio.

Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Donna has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name and address: Hartmann Bogan Financial Planning, 6635 West Central Ave, Toledo, OH 43617-1029 Category: Insurance Investment-Related: Yes Title: Agent Duties: Offers Disability Insurance, Fixed Annuities, LTC and Traditional Life Insurance. Start Date: 09/03/2015 Hours per month: 2 Hours per month during trading hours: 2 2. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/23/2022 ADDRESS: 2236 Centennial Rd., Toledo OH 43617, United States DESCRIPTION: Notarize documents 3. ROTARY CLUB OF TOLEDO POSITION: Vice President NATURE: 501(c)(3) - non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 709 Madison Ave, Toledo OH 43604, United States DESCRIPTION: Attend meetings and liaison for the board for the community service committee. 4. HARTMANN BOGAN FINANCIAL PLANNING POSITION: Insurance Agent NATURE: For the sales of insurance products such as life insurance and long-term care. Hartmann Bogan Financial Planning is the DBA I use. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: For the sales of insurance products such as life insurance and long-term care. Hartmann Bogan Financial Planning is the DBA I use. 5. HARTMANN BOGAN FINANCIAL PLANNING POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: DBA for Marketing purposes 6. TOLEDO GROWS POSITION: President NATURE: Toledo GROWs is a grassroots effort dedicated to the continued growth and success of community-based gardens in the City of Toledo and the surrounding area. As a statewide and regional leader in community gardening, Toledo GROWs offers organizational resources and technical assistance to support the development of sustainable garden projects that serve people of diverse ages and abilities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 827 Oneida St., Toledo OH 43608, United States DESCRIPTION: Attend meetings 7. THE TOLEDO ESTATE & FINANCIAL PLANNING COUNCIL (TEFPC) POSITION: member NATURE: It is a multidisciplinary, nonprofit organization whose purpose is to provide informed guidance and education in the creation, conservation and distributions of estates, to increase public understanding of the need for competent estate planning, and to promote cooperation and foster a better understanding of the proper relationship among estate planning specialists from different disciplines. TEFCP is affiliated with The National Association of Estate Planners & Councils ( NAEPC) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 7517 Wind River Dr., Sylvania OH 43560, United States DESCRIPTION: Attend meetings 8. HARTMANN BOGAN FINANCIAL PLANNING POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 2236 Centennial Rd, Toledo OH 43617, United States DESCRIPTION: DBA for Marketing purposes 9. HARTMANN BOGAN FINANCIAL PLANNING POSITION: Insurance Agent NATURE: For the sales of insurance products such as life insurance and long-term care. Hartmann Bogan Financial Planning is the DBA I use. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 2236 Centennial Rd., Toledo OH 43617, United States DESCRIPTION: For the sales of insurance products such as life insurance and long-term care. Hartmann Bogan Financial Planning is the DBA I use.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donna Jean Bogan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Donna Jean Bogan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 1, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2236 Centennial Road, Toledo, OH 43617

RIA

CRD#: 23131

Toledo, OH

Current

April 1, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2236 Centennial Road, Toledo, OH 43617

RIA

CRD#: 23131

Toledo, OH

Past

August 1, 2018 - April 1, 2024

SPC

RIA

CRD#: 110692

Maumee, OH

Past

August 1, 2018 - April 1, 2024

SIGMA FINANCIAL CORPORATION

CRD#: 14303

MAUMEE, OH

Past

January 1, 2000 - August 13, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

TOLEDO, OH

Past

June 1, 1998 - August 13, 2018

OSAIC FA, INC.

CRD#: 3978

TOLEDO, OH

Past

March 10, 1998 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/1/2024)

Arkansas
(4/1/2024)

California
(4/1/2024)

Connecticut
(4/1/2024)

District of Columbia
(4/1/2024)

Florida
(4/1/2024)

IAR

Florida
(4/2/2024)

Georgia
(4/1/2024)

IAR

Georgia
(4/4/2024)

Illinois
(4/1/2024)

Indiana
(4/1/2024)

Kentucky
(5/23/2024)

Massachusetts
(4/1/2024)

Michigan
(4/1/2024)

IAR

Michigan
(4/2/2024)

Missouri
(11/11/2025)

Montana
(4/1/2024)

New Jersey
(4/1/2024)

New York
(4/1/2024)

North Carolina
(4/1/2024)

IAR

North Carolina
(4/1/2024)

Ohio
(4/1/2024)

IAR

Ohio
(4/1/2024)

Pennsylvania
(4/1/2024)

South Carolina
(4/1/2024)

Tennessee
(4/1/2024)

Texas
(4/1/2024)

IAR

Texas
(4/1/2024)

Vermont
(12/4/2024)

Virginia
(4/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/4/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donna J. Bogan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donna Jean Bogan's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Donna Jean Bogan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SPC

SIGMA FINANCIAL CORPORATION

OSAIC FA, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/5/1998

Series 24

Date: 6/23/1998

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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