Kristen A. Ryan
Professional summary
Kristen Anne Ryan is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Pembroke, Massachusetts.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 1997. Kristen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Anne Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
JOHN HANCOCK DISTRIBUTORS LLC
March 27, 2014 - June 26, 2023
FIDELITY BROKERAGE SERVICES LLC
January 2, 2013 - March 6, 2014
MML DISTRIBUTORS, LLC
February 29, 2008 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
January 18, 2006 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
January 6, 2005 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
April 23, 2001 - August 24, 2004
LPL FINANCIAL LLC
July 13, 2000 - December 5, 2000
NEW ENGLAND SECURITIES
February 3, 2000 - April 14, 2000
NEW ENGLAND SECURITIES
June 23, 1999 - December 10, 1999
SIGNATOR INVESTORS, INC.
December 16, 1997 - May 4, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2024)
(7/28/2023)
(4/12/2024)
(4/12/2024)
(7/28/2023)
(7/28/2023)
(7/28/2023)
(3/15/2024)
(8/25/2023)
(7/28/2023)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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