Shelley A. Kunde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelley Ann Kunde, who also goes by Shelley Ann Burmeister, Shelley A Kunde, was a registered financial professional .
Shelley is a previously registered financial professional and started their career in finance in 1998. Shelley had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - December 19, 2022
ALLIANZ LIFE FINANCIAL SERVICES, LLC
January 8, 2014 - July 22, 2016
CETERA WEALTH SERVICES, LLC
July 18, 2012 - July 22, 2016
CETERA WEALTH SERVICES, LLC
July 21, 2010 - June 27, 2012
ADVANCED ADVISOR GROUP, LLC
December 7, 2004 - July 22, 2010
CETERA INVESTMENT SERVICES LLC
December 7, 2004 - July 22, 2010
CETERA ADVISORS LLC
December 7, 2004 - July 22, 2010
CETERA WEALTH SERVICES, LLC
January 1, 2004 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
April 29, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
March 13, 1998 - October 31, 2001
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
