Glen M. Losev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Michael Losev was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 2002. Glen had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 87 and Series 86 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2017 - May 30, 2018
H.C.WAINWRIGHT & CO., LLC
August 8, 2012 - July 18, 2013
WALLACHBETH CAPITAL LLC
July 4, 2011 - June 7, 2012
AURIGA USA, LLC
January 13, 2009 - September 30, 2009
THE GRISWOLD COMPANY, INCORPORATED
October 9, 2006 - June 23, 2008
CITIGROUP GLOBAL MARKETS INC.
July 29, 2002 - October 5, 2006
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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