Heloisa Couri De Maranhao Carvalho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heloisa Couri De Maranhao Carvalho, who also goes by Heloisa C. Carvalho, Heloisa Couri Maranhao Carvalho, Heloisa Couri Maranhao Carvalho, Heloisa Maranhaocarvalho, was a registered financial professional .
Heloisa Couri is a previously registered financial professional and started their career in finance in 1999. Heloisa Couri had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2022 - June 6, 2022
VECTORGLOBAL WMG
August 26, 2013 - June 5, 2017
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
November 9, 2009 - December 23, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 23, 2010
WELLS FARGO CLEARING SERVICES, LLC
August 27, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 13, 1999 - July 11, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/3/2022
General Securities Representative ExaminationCurrent Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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