Robert L. Grover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Grover, who also goes by Bob Grover Jr, Bob Grover, Bobby Grover Jr, Robert Lee Grover Jr, Robert Lee Grover, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2020 - December 31, 2020
J.W. COLE FINANCIAL, INC.
January 2, 2013 - September 13, 2018
BB&T SECURITIES, LLC
July 18, 2003 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 15, 2001 - July 29, 2003
RAYMOND JAMES & ASSOCIATES, INC.
September 26, 2001 - October 5, 2001
REDWOOD BROKERAGE LLC
March 2, 1998 - September 25, 2001
NATIVE NATIONS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
