Barry D. Oxford

COPPELL ADVISORY SOLUTIONS LLC

Templeton, CA 93465

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CRD#: 2949375

Professional summary

Barry Dewayne Oxford is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Templeton, California.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Barry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SENIOR ESTATE MANAGEMENT GROUP/SECURE RETIREMENT SOLUTIONS: INDEPENDENT AGENT SELLING FIXED & FIXED INDEXED ANNUITIES, LIFE INSURANCE, LTC, GROUP AND INDIVIDUAL HEALTH PRODUCTS, 50 HRS/WK, COMPENSATION VARIABLE. LIVING TRUSTS THROUGH JW HARROTT, ESQ, 10-Mo. HRS/MO, COMPENSTATON VARIES. PACIFIC WEST: AGENT LIFE SETTLEMENTS, 10 YR, COMPENSATION <10,000/YR. 2) J.D. Mellberg Financial, LLC. Non-investment related business - 3067 W. Ina Road, Suite 105 Tucson, AZ 85741 - Insurance Agency/Emphasis on annuities - Contracted/Licensed Insurance Agent - Start date 02/2015 - Present - 20-30 hours per week and during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Dewayne Oxford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2024 - Present

COPPELL ADVISORY SOLUTIONS LLC

Office #1: 524 South Main St., Templeton, CA 93465

RIA

CRD#: 156549

Templeton, CA

Past

November 1, 2021 - May 17, 2023

PL WEALTH ADVISORS, LLC

RIA

CRD#: 170887

TEMPLETON, CA

Past

August 29, 2019 - February 11, 2021

PROSPERITY ECONOMICS PARTNERS, LLC

RIA

CRD#: 148122

Templeton, CA

Past

August 7, 2013 - March 19, 2015

ARIVE CAPITAL MARKETS

CRD#: 8060

STATEN ISLAND, NY

Past

October 26, 2012 - July 22, 2013

NDX TRADING, INC.

CRD#: 39940

NEW BRIGHTON, MN

Past

January 28, 2002 - January 27, 2003

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

PASO ROBLES, CA

Past

June 16, 1998 - January 27, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

November 13, 1997 - August 31, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/19/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/13/2012

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 3/12/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2001

General Securities Principal Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barry D. Oxford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Dewayne Oxford's CRS (Customer Relationship Summary).

Certified licenses

Experience

PL WEALTH ADVISORS, LLC

PROSPERITY ECONOMICS PARTNERS, LLC

ARIVE CAPITAL MARKETS

NDX TRADING, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2019

Series 63

Date: 12/4/2012

SIE

Date: 3/19/2015

Series 6

Date: 8/13/2012

Series 7

Date: 3/12/2001

Series 24

Date: 6/28/2001

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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