Melvin H. Stoutenburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Henk Stoutenburg, who also goes by Dutch Stoutenburg, Melvin Hank Stoutenburg, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1997. Melvin had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2011 - March 13, 2019
NATIONAL SECURITIES CORPORATION
May 27, 2008 - December 20, 2012
VFINANCE INVESTMENTS, INC
December 6, 2006 - June 6, 2008
NATIONAL SECURITIES CORPORATION
December 13, 2005 - December 4, 2006
VFINANCE INVESTMENTS, INC
August 25, 2005 - December 20, 2005
J.P. TURNER & COMPANY, L.L.C.
January 24, 2003 - August 22, 2005
GUNNALLEN FINANCIAL, INC
December 14, 2000 - February 14, 2003
CONTINENTAL BROKER-DEALER CORP.
September 26, 2000 - December 11, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
May 28, 1999 - October 13, 1999
CHASE INVESTMENT SERVICES CORP.
June 19, 1998 - June 30, 1998
MAY, DAVIS GROUP INC.
June 8, 1998 - March 18, 1999
IDS LIFE INSURANCE COMPANY
June 8, 1998 - March 18, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
November 24, 1997 - June 4, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
